https://www.riacomptech.com/the-essential-toolkit-for-newly-registered-ria-firms-keeping-compliance-simple-automated-and-budget-friendlyThe SEC handed out over $600 million in penalties for recordkeeping violations last year alone. If your RIA firm still relies on manual compliance processes, you could be one audit away from joining them.
RIA Compliance Technology
City: Scottsdale
Address: 10031 E Dynamite Blvd Suite 240
Website: https://riacomptech.com/
